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Finance-based Consulting Firm

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Overview:

Finance-focused consulting firms manage sensitive client data and operate under strict regulatory requirements. One of our clients, a finance consulting firm partnered with us to strengthen compliance readiness, secure critical information, and streamline technology management for greater operational efficiency.

Client's Challenges

Meeting SOC and DFS compliance requirements with limited internal IT resources
Protecting client data and business operations against potential disruptions
Managing IT systems efficiently while supporting firm growth

Solutions:

SOC & DFS Compliance Readiness: We prepared internal controls, policies, and systems to help the firm meet SOC and DFS standards.

Benefits:

Structured compliance framework customized for the firm’s operations
Reduced risk of audit issues and regulatory penalties
Strengthen client confidence in data handling and operational practices

Backup & Business Continuity: Implemented automated backups and tested recovery procedures, paired with a comprehensive continuity plan.

Benefits:

Minimize downtime from hardware failures or accidental data loss
Fast recovery of critical client and firm data to maintain smooth operations
Continuous testing ensures backups are reliable and effective

Cybersecurity & Compliance: Deployed threat detection, monitoring, and proactive defenses to safeguard sensitive information.

Benefits:

Mitigates risk of cyberattacks and data breaches
Continuous monitoring, resolving threats before they impact business
Reinforces client trust with strong data protection measures

Business Technology Management: Ongoing managed IT includes 24/7 monitoring, system updates, proactive threat management, helpdesk support, and strategic planning.

Benefits:

Quick resolution of IT issues, reducing disruptions
Predictable IT expenses for better financial planning
Technology roadmap aligned with business goals

Results & Business Impact:

Compliance readiness: SOC and DFS requirements met, lowering audit and regulatory risks.
Operational continuity: Backup and recovery processes ensure client and company data is protected and workflow remains uninterrupted
Strengthened security: Proactive monitoring and defenses protect critical information

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Client Industry: Finance & Consulting

Projects Undertaken: Complete Management of IT, IT Security, Hybrid Cloud, Backup & Disaster Recovery, Compliance

DDK client since: 2005